IIROC is pleased to present their annual Compliance
Priorities Report for 2018/2019.The
report highlights current issues and challenges that Dealer Members (dealers)
should address to improve investor protection and foster market integrity.
In a recent white paper from SEI in the USA, SEI shares
their high-net-worth client strategy: It's what client’s want, not what you
know, and they reveal that fostering trust and personalizing the investor
experience can help to consistently meet, or exceed, a clients’ expectations.
Scotiabank, in conjunction with AIMA, has canvassed a number
of industry leaders and subject matter experts and has produced a handbook for
managers and service providers to reference as the industry prepares to adopt alternative
mutual funds in Canada.
In this article Daniel Hulme, CEO of the AI solutions start-up
Satalia, offers other chief executives a primer on the AI technology that will
shape the future of work and business. It is extremely important that asset
managers are aware of this new wave and to have a strategy for incorporating AI
into their business plans.